Maryland

Maryland

Mr. Robert N. McDonald
Securities Commissioner
Office of the Attorney General
Division of Securities
200 Saint Paul Place, 20th Floor
Baltimore, MD 21202-2020
(410) 576-6360
(410) 576-6372 (TDD)
(410) 576-6532 (FAX)

Massachusetts

Mr. Michael Joseph Connolly
Secretary of the Commonwealth
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
(617) 727-3548

Michigan

Mr. Carl L. Tyson, Director
Corporation & Securities Bureau
Department of Commerce
6546 Mercantile Way
P.O. Box 30222
Lansing, MI 48909
(517) 334-6212
(517) 334-6155 (fax)

Minnesota

Mr. James E. Ulland
Commissioner of Commerce
Department of Commerce
133 East Seventh Street
St. Paul, MN 55101
(612) 296-4026
(612) 296-4328 (fax)

Mississippi

Ms. Susan A. Shands
Assistant Secretary of State
Securities and Business Services Division
P.O. Box 136
Jackson, MS 39205
or
202 North Congress Street
Suite 601
Jackson, MS 39201
(601) 359-6371
(601) 359-2894 (fax)

Missouri

Ms. Judith K. Moriarty
Secretary of State
Office of the Secretary of State
Box 1276
Jefferson City, MO 65102
(314) 751-4136
1 (800) 721-7996 (toll free)
(314) 526-3124 (fax)

Montana

Mr. Mark O'Keefe
State Auditor & Securities Commissioner
Office of the State Auditor
Securities Department
P.O. Box 4009
Helena, MT 59604
(406) 444-2040

Nebraska

Mr. Jack Herstein
Assistant Director
Department of Banking & Finance
Bureau of Securities
P.O. Box 95006
Lincoln, NE 68509-5006
(402) 471-3445

Nevada

Mr. Donald J. Reis
Deputy Secretary of State
Office of the Secretary of State
Securities Division
1771 E. Flamingo Road, Suite 212B
Las Vegas, NV 89158
(702) 486-6440
1 (800) 758-6440 (toll free in NV)
(702) 486-6408 (FAX)

New Hampshire

Mr. Peter C. Hildreth
Director of Securities
Bureau of Securities Regulation
Department of State
State House, Room 204
Concord, NH 03301-4989
(603) 271-1463
(603) 224-1427 (fax)
(603 225-4033 (TTY/TDD Relay)

New Jersey

Mr. A. Jared Silverman
Bureau Chief
Department of Law and
Public Safety
Division of Consumer Affairs
Bureau of Securities
P.O. Box 47029
Newark, NJ 07101
(201) 504-3600
(201) 504-3601 (fax)

New Mexico

Ms. Nancy M. Smith, Director
Regulation & Licensing Department
Securities Division
725 St. Michaels Drive
Santa Fe, NM 87501
(505) 827-7140 (general
information)
(505) 984-0617 (fax)

New York

Mr. Robert Abrams
Attorney General
Department of Law
Bureau of Investor Protection and Securities
120 Broadway, 23rd Floor
New York, NY 10271
(212) 416-8200
(212) 416-8816 (fax)

North Carolina

Mr. Rufus L. Edmisten
Secretary of State
Department of the Secretary of State
Securities Division
300 North Salisbury Street, Suite 100
Raleigh, NC 27603-5909
(919) 733-3924
(919) 821-0818 (fax)

North Dakota

Ms. Nancy Lewis
Office of the Securities Commissioner
600 East Boulevard
Bismarck, ND 58505-0510
(701) 224-2910
1 (800) 297-5124 (toll free)
(701) 255-3113 (fax)

Ohio

Mr. Mark V. Holderman
Commissioner
Division of Securities
77 South High Street, 22nd Floor
Columbus, OH 43215
(614) 644-7381
(614) 466-3316 (fax)

Oklahoma

Mr. Irving L. Faught
Administrator
Department of Securities
Journal Record Building
621 N. Robinson, Suite 400
Oklahoma City, OK 73102
(405) 235-0230
(405) 235-0579 (fax)

Oregon

Mr. Kerry E. Barnett
Department of Consumer and Business Services
Division of Finance & Corporate Securities
21 Labor & Industries Building
Salem, OR 97310
(503) 378-4387 (Corporate Securities Section)
(503) 378-4140 (Finance Section)
(503) 378-4178 (fax)

Pennsylvania

Mr. Robert M. Lam, Chairman
Securities Commission
Eastgate Office Building
1010 North 7th Street, 2nd Floor
Harrisburg, PA 17102-1410
(717) 787-8061
1 (800) 654-5984 (toll free-TDD/AT&T Relay Center)
(717) 783-5122 (fax)

Puerto Rico

Mr. Hector M. Mayol, Jr.
Commissioner
Office of the Commissioner of Financial Institutions
Securities Division
Centro Europa Building
Suite 600
1492 Ponce de Leon Avenue
San Juan, PR 00907-4127
(809) 723-3131
(809) 723-3857 (FAX)

Mr. Juan Rivera Reyes
Assistant Securities Commissioner
(809) 723-8359
(809) 723-8403

Mr. Felipe B. Cruz
Associate Director Securities
(809) 723-8445 (Hot Line)