Alabama
Mr. Robert B. Rinehart
Director
Securities Commission
770 Washington Street, Suite 570
Montgomery, AL 36130-4700
(205) 242-2984
(205) 242-0240
Alaska
Mr. L. P. Carroll
Senior Examiner, State of Alaska
Department of Commerce and Economic Development
Banking and Securities
P.O. Box 110807
Juneau, AK 99811-0807
(907) 465-2521
Arizona
Duty Investigator
Corporation Commission
Securities Division
1300 West Washington, Third floor
Phoenix, AZ 85007
(602) 542-4242
(602) 542-3583(fax)
Arkansas
Mr. Joe E. Madden, Jr.
Commissioner
Securities Department
Heritage West Building
201 East Markham, 3rd Floor
Little Rock, AR 72201-1692
(501) 324-9260
(501) 324-9268 (fax)
California
Commissioner
Department of Corporations
3700 Wilshire Boulevard, Suite 600
Los Angeles, CA 90010-3001
(213) 736-2741
(213) 736-3593 (fax)
Colorado
Mr. Philip A. Feigin
Securities Commissioner
Division of Securities
1580 Lincoln, Suite 420
Denver, CO 80203
(303) 894-2320
Connecticut
Mr. Ralph M. Shulansky
Banking Commissioner
Department of Banking
44 Capitol Avenue
Hartford, CT 06106
(203) 566-4560
(203) 566-8382 (fax)
Delaware
Mr. Richard W. Hubbard
Securities Commissioner
Department of Justice
Division of Securities
State Office Building
820 N. French Street, 8th Floor
Wilmington, DE 19801
(302) 577-2515
(302) 655-0576 (fax)
District of Columbia
Mr. James F. Whitescarver, Jr.
Director of Securities
D.C. Securities Commission
450 5th Street, N.W., Suite 821
Washington, D.C. 20001
(202) 626-5105
Florida
Mr. Gerald Lewis
Office of Comptroller
Department of Banking
and Finance
State of Florida
The Capitol
Tallahassee, FL 32399-0350
(904) 488-9805
1 (800) 438-5326 (toll free in Florida)
(904) 681-2428 (fax)
Georgia
Mr. Max Cleland
Secretary of State
Office of the Secretary of State
Division of Business Services and Regulation
Two Martin Luther King, Jr. Drive
Suite 315, West Tower
Atlanta, GA 30334
(404) 656-2894
(404) 651-9059 (fax)
Hawaii
Ms. Lynn Y. Wakatsuki
Commissioner of Securities
Department of Commerce and Consumer Affairs
P.O. Box 40
Honolulu, HI 96810
(808) 586-2744
(808) 586-2740 (Securities Enforcement Unit)
(808) 586-2733 (fax)
Idaho
Mr. Belton J. Patty, Director
Department of Finance
Mr. R. Wayne Klein, Bureau Chief
Securities Bureau
700 West State Street
Statehouse Maiil
Boise, ID 83720-2700
(208) 334-3684
(208) 334-2216 (fax)
Illinois
Director
Illinois Securities Department
Office of Secretary of State George H. Ryan
900 South Spring Street
Springfield, IL 62704
(217) 782-2256
1 (800) 628-7937 (toll free)
Indiana
Mr. Stephan L. Hodge
Securities Commissioner
Office of the Secretary of State
Securities Division
302 West Washington, Room E-111
Indianapolis, IN 46204
(317) 232-6681
1 (800) 223-8791 (toll free)
(317) 233-3675 (FAX)
Iowa
Enforcement Section
Securities Bureau
Lucas State Office Building
2nd Floor
Des Moines, IA 50319
(515) 281-4441
Kansas
Mr. James W. Parrish
Securities Commissioner
Office of the Securities Commissioner
618 South Kansas Avenue, 2nd Floor
Topeka, KA 66603-3804
(913) 296-3307
(913) 296-6872 (fax)
Kentucky
Mr. Edward B. Hatchett, Jr.
Commissioner of Financial Institutions
477 Versailles Road
Frankfort, KY 40601-3868
(502) 564-3390
(502) 564-8787 (fax)
Lousiana
Mr. Harry C. Stansbury
Deputy Commissioner of Securities
Securities Commission
Energy Centre
1100 Poydras Street, Suite 2250
New Orleans, LA 70163
(504) 568-5515
Maine
Mr. Stephen L. Diamond
Securities Administrator
Department of Professional and Financial Regulation
Bureau of Banking
Securities Division
State House Station 121
Augusta, ME 04333
(207) 582-8760
Maryland
Mr. Robert N. McDonald
Securities Commissioner
Office of the Attorney General
Division of Securities
200 Saint Paul Place, 20th Floor
Baltimore, MD 21202-2020
(410) 576-6360
(410) 576-6372 (TDD)
(410) 576-6532 (FAX)
Massachusetts
Mr. Michael Joseph Connolly
Secretary of the Commonwealth
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
(617) 727-3548
Michigan
Mr. Carl L. Tyson, Director
Corporation & Securities Bureau
Department of Commerce
6546 Mercantile Way
P.O. Box 30222
Lansing, MI 48909
(517) 334-6212
(517) 334-6155 (fax)
Minnesota
Mr. James E. Ulland
Commissioner of Commerce
Department of Commerce
133 East Seventh Street
St. Paul, MN 55101
(612) 296-4026
(612) 296-4328 (fax)
Mississippi
Ms. Susan A. Shands
Assistant Secretary of State
Securities and Business Services Division
P.O. Box 136
Jackson, MS 39205
or
202 North Congress Street
Suite 601
Jackson, MS 39201
(601) 359-6371
(601) 359-2894 (fax)
Missouri
Ms. Judith K. Moriarty
Secretary of State
Office of the Secretary of State
Box 1276
Jefferson City, MO 65102
(314) 751-4136
1 (800) 721-7996 (toll free)
(314) 526-3124 (fax)
Montana
Mr. Mark O'Keefe
State Auditor & Securities Commissioner
Office of the State Auditor
Securities Department
P.O. Box 4009
Helena, MT 59604
(406) 444-2040
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