Nebraska

Nebraska

Mr. Jack Herstein
Assistant Director
Department of Banking & Finance
Bureau of Securities
P.O. Box 95006
Lincoln, NE 68509-5006
(402) 471-3445

Nevada

Mr. Donald J. Reis
Deputy Secretary of State
Office of the Secretary of State
Securities Division
1771 E. Flamingo Road, Suite 212B
Las Vegas, NV 89158
(702) 486-6440
1 (800) 758-6440 (toll free in NV)
(702) 486-6408 (FAX)

New Hampshire

Mr. Peter C. Hildreth
Director of Securities
Bureau of Securities Regulation
Department of State
State House, Room 204
Concord, NH 03301-4989
(603) 271-1463
(603) 224-1427 (fax)
(603 225-4033 (TTY/TDD Relay)

New Jersey

Mr. A. Jared Silverman
Bureau Chief
Department of Law and
Public Safety
Division of Consumer Affairs
Bureau of Securities
P.O. Box 47029
Newark, NJ 07101
(201) 504-3600
(201) 504-3601 (fax)

New Mexico

Ms. Nancy M. Smith, Director
Regulation & Licensing Department
Securities Division
725 St. Michaels Drive
Santa Fe, NM 87501
(505) 827-7140 (general
information)
(505) 984-0617 (fax)

New York

Mr. Robert Abrams
Attorney General
Department of Law
Bureau of Investor Protection and Securities
120 Broadway, 23rd Floor
New York, NY 10271
(212) 416-8200
(212) 416-8816 (fax)

North Carolina

Mr. Rufus L. Edmisten
Secretary of State
Department of the Secretary of State
Securities Division
300 North Salisbury Street, Suite 100
Raleigh, NC 27603-5909
(919) 733-3924
(919) 821-0818 (fax)

North Dakota

Ms. Nancy Lewis
Office of the Securities Commissioner
600 East Boulevard
Bismarck, ND 58505-0510
(701) 224-2910
1 (800) 297-5124 (toll free)
(701) 255-3113 (fax)

Ohio

Mr. Mark V. Holderman
Commissioner
Division of Securities
77 South High Street, 22nd Floor
Columbus, OH 43215
(614) 644-7381
(614) 466-3316 (fax)

Oklahoma

Mr. Irving L. Faught
Administrator
Department of Securities
Journal Record Building
621 N. Robinson, Suite 400
Oklahoma City, OK 73102
(405) 235-0230
(405) 235-0579 (fax)

Oregon

Mr. Kerry E. Barnett
Department of Consumer and Business Services
Division of Finance & Corporate Securities
21 Labor & Industries Building
Salem, OR 97310
(503) 378-4387 (Corporate Securities Section)
(503) 378-4140 (Finance Section)
(503) 378-4178 (fax)

Pennsylvania

Mr. Robert M. Lam, Chairman
Securities Commission
Eastgate Office Building
1010 North 7th Street, 2nd Floor
Harrisburg, PA 17102-1410
(717) 787-8061
1 (800) 654-5984 (toll free-TDD/AT&T Relay Center)
(717) 783-5122 (fax)

Puerto Rico

Mr. Hector M. Mayol, Jr.
Commissioner
Office of the Commissioner of Financial Institutions
Securities Division
Centro Europa Building
Suite 600
1492 Ponce de Leon Avenue
San Juan, PR 00907-4127
(809) 723-3131
(809) 723-3857 (FAX)

Mr. Juan Rivera Reyes
Assistant Securities Commissioner
(809) 723-8359
(809) 723-8403

Mr. Felipe B. Cruz
Associate Director Securities
(809) 723-8445 (Hot Line)

Rhode Island

Ms. Linda M. Cohen
Associate Director and Superintendent of Securities
Department of Business Regulation
233 Richmond Street, Suite 232
Providence, RI 02903-4232
(401) 277-3048
(401) 273-5202 (fax)

South Carolina

Mr. Jim Miles
Secretary of State & Securities Commissioner
Department of State
Securities Division
1205 Pendleton Street, Suite 501
Columbia, SC 29201
(803) 734-1087
(803) 252-5524 (fax)

South Dakota

Mr. Gail Sheppick
Enforcement Director
Division of Securities
118 West Capitol Avenue
Pierre, SD 57501-2080
(605) 773-4823
(605) 773-5953 (fax)

Tennessee

Mr. Kenneth T. McClellan
Assistant Commissioner
Department of Commerce
and Insurance
Securities Division
Volunteer Plaza, Suite 680
500 James Robertson Parkway
Nashville, TN 37243-0485
(615) 741-2947
(615) 259-9222 (FAX)
(615) 741-4000 (fax)

Texas

Ms. Denise Voigt Crawford
Securities Commissioner
State Securities Board
P.O. Box 13167
Austin, TX 78711-3167
(512) 474-2233
(512) 479-8971 (fax)

Utah

Mr. Mark J. Griffin
Director, Securities Division
Department of Commerce
P.O. Box 45808
Salt Lake City, UT 84145-0808
(801) 530-6600
(801) 530-6980 (fax)

Vermont

Mr. Richard S. Cortese
Deputy Commissioner
Department of Banking, Insurance & Securities
Securities Division
89 Main Street, Drawer 20
Montpelier, VT 05620-3101
(802) 828-3420

Virginia

Mr. Lewis W. Brothers, Jr.
Director
State Corporation Commission
Division of Securities & Retail Franchising
P.O. Box 1197
Richmond, VA 23209
(804) 371-9051
1 (800) 552-7945 (toll free in VA)
(804) 371-9911 (fax)

Washington

Ms. Deborah Bortner
Assistant Administrator
Department of Financial Institutions
Securities Division
P.O. Box 9033
Olympia, WA 98507-9033
(206) 753-6928
(206) 664-8126 (TDD)
(206) 586-5068 (fax)

West Virginia

Mr. Glenn M. Nichols
Executive Director of Securities
State Auditor's Office
Securities Division
State Capitol Building
1900 Kanawha Boulevard East
Room 118-West
Charleston, WV 25305
(304) 558-2257
(304) 344-2229 (fax)

Wisconsin

Mr. Daniel J. Eastman
Commissioner
Office of the Commissioner
of Securities
P.O. Box 1768
Madison, WI 53702-1768
(608) 266-3431
(608) 256-1259 (fax)

Wyoming

Ms. Kathy Karpan
Secretary of State & Securities Commissioner
Securities Division
State Capitol Building
Cheyenne, WY 82002-0020
(307) 777-7370


State Utility Commissions


State utility commissions regulate consumer service and rates for
gas, electricity and a variety of other services within your state.
These services include rates for telephone calls and moving
household goods. In some states, the utility commissions regulate
water and transportation rates. Rates for utilities and services
provided between states are regulated by the Federal government.

Many utility commissions handle consumer complaints. Sometimes, if
a number of complaints are received about the same utility matter,
they will conduct investigations.